We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

This white paper is intended to guide and inform registered funds, their sponsors and other service providers and their boards (“Boards”) as they prepare to take advantage of potentially forthcoming ...

The Securities and Exchange Commission just made a small change to the legal structure that underpins mutual funds. It could have a seismic effect on fund companies and investors.

James Chen, CMT is an expert trader, investment adviser, and global market strategist. Charlene Rhinehart is a CPA , CFE, chair of an Illinois CPA Society committee, and has a degree in accounting and ...

Ahead of Wealth Management EDGE, let's delve into Aisha Hunt's take on The Dawn of Hybrid Fund Structures The investment management industry stands at the threshold of a transformative era, with the ...